£50,000 – £60,000 per annum
Our client is a well established Commercial Bank in central London. Due to continued growth they are looking for an experienced Compliance Officer to join their team, reporting into their Chief Compliance Officer.
Overview of the Role:
Assist Compliance and Relationship Officers in KYC/CDD questions
Ensure record keeping policy is adhered to
Keep abreast of regulatory, legislative change and industry specific updates – share findings and observations that may materially impact the business
To provide detailed administration support to the Compliance Manager
To support monthly, quarterly and annual Compliance and training activities
Monitoring Company’s activities and reporting to the MLRO
Administrating Company’s Internal Control Management System
To contribute to day to day compliance activities
To support MLRO with ad hoc projects and tasks, as requested.
Deputise in MLRO’s absence
Experience and Skills
3-4 years’ experience in a compliance role
AML qualification desired such as Certificate in KYC & CDD
Transaction monitoring experience
Good knowledge and understanding of relevant regulatory requirements
Good communication skills
Comfortable working autonomously and taking the initiative with little supervision.
Analytical Thinking – Analysing and breaking issues down to resolve them. Making systematic and rational judgements based on relevant information and experience.
Communication – Conveying information clearly and concisely to groups or individuals either verbally or in writing to ensure they understand the information and message, presenting information suited to the characteristics and needs of the audience.
Judgement – Making timely decisions that demonstrate considered judgement.
Planning & Organising – Planning and organising in advance as far as possible. Managing ad hoc issues as they arise whilst meeting deadlines.
Good level of computer literacy.