Compliance Officer

£50,000 – £60,000 per annum

London, UK


Our client is a well established Commercial Bank in central London. Due to continued growth they are looking for an experienced Compliance Officer to join their team, reporting into their Chief Compliance Officer.

Overview of the Role:

Assist Compliance and Relationship Officers in KYC/CDD questions
 Ensure record keeping policy is adhered to
 Keep abreast of regulatory, legislative change and industry specific updates – share findings and observations that may materially impact the business
 To provide detailed administration support to the Compliance Manager
 To support monthly, quarterly and annual Compliance and training activities
 Monitoring Company’s activities and reporting to the MLRO
 Administrating Company’s Internal Control Management System
 To contribute to day to day compliance activities
 To support MLRO with ad hoc projects and tasks, as requested.
 Deputise in MLRO’s absence

Experience and Skills
 3-4 years’ experience in a compliance role
 AML qualification desired such as Certificate in KYC & CDD
 KYC/CDD experience
 Transaction monitoring experience
 Good knowledge and understanding of relevant regulatory requirements
 Good communication skills
 Comfortable working autonomously and taking the initiative with little supervision.

Key Competencies
 Analytical Thinking – Analysing and breaking issues down to resolve them. Making systematic and rational judgements based on relevant information and experience.
 Communication – Conveying information clearly and concisely to groups or individuals either verbally or in writing to ensure they understand the information and message, presenting information suited to the characteristics and needs of the audience.
 Judgement – Making timely decisions that demonstrate considered judgement.
 Planning & Organising – Planning and organising in advance as far as possible. Managing ad hoc issues as they arise whilst meeting deadlines.
 Good level of computer literacy.

If you are interested in applying for this exciting opportunity please email